The Challenge
Manual compliance documentation was eating 40% of research time. Every client report required hours of manually tracking citations, copying data from EDGAR, and formatting compliance disclosures. Two compliance audits in 18 months flagged documentation gaps.
The Solution
Acme deployed EquiVault’s Advisor tier across all 12 advisors. The compliance audit trail auto-generates with every query. Branded PDF exports replaced manual report formatting. Client portfolio reviews that took a full day now complete in under 2 hours.
Results
75%
Compliance time savings
+40%
Client capacity
0
Audit flags since deployment
2hr
Portfolio reviews (from 8hr)
“[Collecting testimonial from Acme Advisors team]”
[Advisor Name], Managing Partner
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